CORDY, J.
In this consolidated appeal, we review two cases, one brought by William and Sherry Shapiro and the other by Henry Greenberg (collectively, plaintiffs), against the defendant, the city of Worcester (city). In their respective actions, which each commenced in the Superior Court in 2008, the plaintiffs allege that the city is liable to them for nuisance, continuing nuisance, and continuing trespass, arising from the discharge of effluent from the city's sewer system onto their properties. In response, the city contends that the plaintiffs' nuisance claims are barred because they failed to satisfy the presentment requirement of the Massachusetts Torts Claims Act (Act), G. L. c. 258, § 4, which, the city contends, applies retroactively in light of our decision in Morrissey v. New England Deaconess Ass'n — Abundant Life Communities, Inc., 458 Mass. 580 (2010) (Morrissey).
Additionally, the city argues that the Shapiros' nuisance claims are independently barred by provisions of the Act that provide sovereign immunity to municipalities in instances involving either discretionary decision-making, G. L. c. 258, § 10 (b); or the exercise of a public duty, id. at § 10 (j). Finally, the city argues that the Shapiros' trespass claim fails as a matter of law because the city did not commit an affirmative voluntary act to cause the sewage discharge. The Shapiros' case is before the court on the city's appeal from an order denying its motions to dismiss and for summary judgment. Greenberg's case is before
We conclude that application of the presentment requirement in these cases would be egregiously unfair to the plaintiffs given that the law did not require presentment of nuisance claims at the time they filed their lawsuits. As such, we limit the retroactive application of our decision in Morrissey to the Act's substantive provisions but decline to extend that principle to the procedural requirement of presentment as it relates to claims whose presentment period would have already expired on the date the decision issued. Further, we hold that neither of the statutory exceptions to sovereign immunity cited by the city is applicable in this case and that the city remains subject to suit. We do not reach the issue whether the city acted with the requisite level of intent with respect to the trespass claim as that issue is not properly before the court.
Background. The complaints and the summary judgment records set forth the following facts, which we accept as true for the purposes of our review. See Iannacchino v. Ford Motor Co., 451 Mass. 623, 636 (2008), quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555-556 (2007). On May 11, 2000, the city and the Metropolitan District Commission (MDC) executed an agreement (agreement) allowing the MDC to use the city's sewer system. In lieu of a sewer connection fee, the MDC agreed to design, construct, and inspect sewer improvements to the city's sewer system worth approximately $2.875 million. These improvements were to be made in the area of the city that provides sewer service to the plaintiffs' homes on Kinnicutt Road South and Creswell Road. According to the terms of the agreement, the improvement project was to be completed no later than July 1, 2005.
Prior to entering the agreement, the city and MDC conducted studies to determine if the increased flow within the sewer system that would arise from the MDC's use could be accommodated without improvements. In 1996, a report authored by the MDC forecasted that, without the necessary improvements, sanitary sewer backups could occur in residential properties,
Discussion. 1. Doctrine of present execution. We consider at the outset whether the issues presented by the judges' interlocutory orders are properly before the court. "As a general rule, an aggrieved litigant cannot as a matter of right pursue an immediate appeal from an interlocutory order unless a statute or rule authorizes it." Elles v. Zoning Bd. of Appeals of Quincy, 450 Mass. 671, 673-674 (2008). According to the doctrine of present execution, however, an interlocutory order is immediately appealable if "it concerns an issue that is `collateral to the basic controversy,'" Brum v. Dartmouth, 428 Mass. 684, 687 (1999), quoting Maddocks v. Ricker, 403 Mass. 592, 600 (1988), and the ruling "`will interfere with rights in a way that cannot be remedied on appeal' from the final judgment."
Here, the city is entitled as a matter of right to seek interlocutory review of the orders denying its motions for summary judgment with respect to the applicability of the exceptions to waiver of sovereign immunity under the Act.
However, the same is not true for the city's appeal of the denial of its motion for summary judgment on the issue of whether the Shapiro's negligent trespass claim can survive as a matter of law. The judge's conclusion that the trespass claim survives, because "this is only an action for negligent trespass, [and] there is no requirement that the plaintiffs show an intentional act by the City," is substantive, not collateral, and does not affect the efficacy of the city's appeal at the conclusion of litigation. Thus, the doctrine of present execution is inapplicable, and this issue is not properly before the court.
We begin by providing some historical context regarding the Act and nuisance claims. The Act was enacted in 1978, and provides:
G. L. c. 258, § 2. The principal reason for its enactment was the Legislature's desire to abolish "sovereign immunity and the crazy quilt of exceptions to sovereign immunity ... which courts [had] stitched together." Rogers v. Metropolitan Dist. Comm'n, 18 Mass.App.Ct. 337, 338-339 (1984). See Vasys v. Metropolitan Dist. Comm'n, 387 Mass. 51, 57 (1982) (describing purposes of Act). At the time of its enactment, however, the
In Morrissey, supra at 590, we rejected the Appeals Court's conclusion in Asiala v. Fitchburg, supra, and interpreted the language of the Act as "expressing a clear legislative intent to abolish the common-law doctrine of governmental immunity, and to replace it with a comprehensive statutory scheme that would govern the liability of public employers in tort actions, including those for private nuisance." In so holding, nuisance claims were brought within the ambit of the Act and its attendant provisions. Morrissey, supra at 590 & n.18. We further determined that our holding should apply retroactively in order to "further[] the purpose of having a consistent and clearly defined body of law." Id. at 592.
In the present dispute, we must consider whether our decision in Morrissey, requiring retroactive application of the Act's substantive provisions to nuisance claims, also requires such treatment of the Act's procedural requirement of presentment. General Laws. c. 258, § 4, states:
This strict presentment requirement is a statutory prerequisite for recovery under the Act. Vasys v. Metropolitan Dist. Comm'n,
In resolving this question, we note that decisional law is generally applied retroactively, unless doing so would fail to protect the reasonable expectations of parties.
Applying these principles here, we conclude that our decision in Morrissey bringing nuisance claims within the ambit of the Act can, and should, be read as applying the corresponding presentment requirement prospectively to claims accruing more than two years before it issued.
Nor do we think that expediency was our goal in the Morrissey case. Rather, our stated purpose for applying the substantive provisions retroactively was that "[r]etroactive application of our decision furthers the purpose of having a consistent and clearly defined body of law...." Morrissey, supra at 592. Given that our intent was to encourage uniformity and to eliminate the "crazy quilt of exceptions to sovereign immunity... which courts [had] stitched together" (citations omitted), Rogers v. Metropolitan Dist. Comm'n, supra at 338-339, it is unclear how applying the presentment requirement retroactively would further that purpose. At its core, the presentment requirement is a procedural stepping stone that plaintiffs must satisfy before seeking remuneration from a public employer. Richardson v. Dailey, supra at 261. Disallowing the plaintiffs' suits based on their failure to present their claims does not promote homogeneity among the Act's substantive provisions; it would
3. Applicability of exceptions to liability under the Act. The Act is not a blanket waiver of protection. It specifically exempts certain categories of conduct that continue to enjoy the protection of sovereign immunity. The city argues that the Shapiros' claims are barred by operation of the exemptions found in G. L. c. 258, § 10 (b) and (j).
General Laws c. 258, § 10 (b) (§ 10 [b]), provides a public employer with immunity from "any claim based upon the exercise or ... the failure to exercise ... a discretionary function ... on the part of a public employer ... whether or not the discretion involved is abused." Analysis under § 10 (b) follows a two-prong test. Harry Stoller & Co. v. Lowell, 412 Mass. 139, 141 (1992). The first inquiry is "whether the governmental actor had any discretion at all as to what course of conduct to follow." Id. The second inquiry is "whether the discretion that the actor had is that kind of discretion for which § 10 (b) provides immunity from liability." Id. The demarcation between the types of functions described in the second prong is guided by our opinions predating the enactment of § 10 (b). Id. at 141-142. In Whitney v. Worcester, 373 Mass. 208, 217 (1977) (Whitney), we held that the dividing line should be between those functions that "rest on the exercise of judgment and discretion and represent planning and policymaking [for which there would be governmental immunity] and those functions which involve the implementation and execution of such governmental policy or planning [for which there would be no governmental immunity]."
Based on the two-prong test in Whitney, the Superior Court judge framed the present issue as "whether the cause of the sewage backup was a failure in planning or a failure in implementing a plan." Based on the fact that the city established a plan "whereby it would allow MDC to increase flow in the City's sewers in exchange for the MDC improving the sewer
As previously described, the study jointly conducted by the city and the MDC in 1996 predicted that sanitary sewer backups would likely occur in residential properties during severe weather conditions unless improvements to the sewer system were made. In light of the report, the city decided it was necessary to upgrade its sewer system. All of the events beginning with the joint study through the decision to upgrade the system are properly characterized as "planning and policymaking." However, the moment the city entered into a contractual arrangement allowing the MDC's sewage to flow into the system in exchange for constructing the necessary improvements by a date certain, the city was charged not with planning or policymaking, but with ensuring the proper implementation by the MDC of its chosen course of action. Accordingly, we affirm the motion judge's conclusion that § 10 (b) does not apply and that the city is not immune from suit.
Before considering the thornier issue whether the "public duty rule" in G. L. c. 258, § 10 (j) (§ 10 [j]), exempts the city from liability, we note that the city did not raise this argument in either proceeding below. Accordingly, the city is not entitled to assert it now. See Cottam v. CVS Pharmacy, 436 Mass. 316, 320 (2002). However, because the issue was fully briefed by the parties and would almost certainly be the subject of an additional interlocutory appeal if we chose not to address the matter, we exercise our discretion and discuss whether the provision is applicable here.
Under § 10 (j), a public employer cannot be held liable for:
Based on this language the city argues that it cannot be held liable for failing to implement the agreed-on sewer upgrades
In Brum v. Dartmouth, 428 Mass. 684, 692 (1999), we acknowledged the difficulty of interpreting and applying § 10 (j): "To say that § 10 (j) presents an interpretive quagmire would be an understatement." Despite the provision's "convoluted and ambiguous" language, we concluded that its "principal purpose... is to preclude liability for failures to prevent or diminish harm, including harm brought about by the wrongful act of a third party." Brum v. Dartmouth, supra at 692, 696. We also determined that the provision provides "immunity in respect to all consequences except where `the condition or situation' was `originally caused by the public employer'" (emphasis added). Id. at 692. Finally, we interpreted "originally caused" to mean an affirmative act (not a failure to act) by a public employer that creates the condition or situation. Id. at 695-696 (citing cases implicitly requiring an affirmative act to satisfy § 10 [j]). See Kent v. Commonwealth, 437 Mass. 312, 318 (2002).
In the Kent case, we addressed the question left open by Brum v. Dartmouth, supra, namely the "nature of the relationship between the affirmative act and the `condition or situation' that would bring it within the ambit of the `originally caused' language, thereby extinguishing the Commonwealth's immunity from suit." Kent v. Commonwealth, supra at 318. In that case, an injured police officer sued the Commonwealth for gross negligence after he was shot by a parolee who had been released by the State parole board. Id. at 313-314. In concluding that the Commonwealth was exempt under § 10 (j), we held that in order for a public employer's affirmative act to be the "`original cause' of a `condition or situation' that results in harmful consequences to another, ... the act must have materially contributed to creating the specific `condition or situation' that resulted in the harm" (emphasis added). Kent v. Commonwealth, supra at 319.
Here, the action of the city permitting MDC effluent to flow into the city's sewer system materially contributed to its overloading and exposed homeowners to a known risk. Having created
Conclusion. In sum, we conclude that the plaintiffs' suits are not barred by the presentment requirement of G. L. c. 258, § 4. Further, the plaintiffs' suits are not foreclosed by operation of the exemptions to liability under G. L. c. 258, § 10 (b) & (j). In No. SJC-11118, the order denying the city's motion for summary judgment and motion to dismiss is affirmed and the case is remanded to the Superior Court for further proceedings consistent with this opinion. In SJC-11119, the order denying the city's motion for reconsideration of the denial, in part, of its motion for summary judgment is affirmed, and the case is remanded to the Superior Court for further proceedings consistent with this opinion.
So ordered.